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To Mo Kuo

Senior Consultant

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Publication / Speech

  • Listed companies publicly issue stocks, companies, securities firms, directors, supervisors, managers, and major shareholder equity management (published in September 1989)

  • Discussion on Criminal Liability for Futures and Stock Option Certificate Transactions (Original Edition, April 1997)

  • Punishment and Treatment - Analysis of the Fraud Cases of Wall Street Mutual Funds and Analysts in the United States (co-authored with Qin Zhengxiang, self-published in July 2004); Punishment and Treatment - Insurance (co-authored with Qin Zhengxiang, self-published in September 2006)

  • ​Financial Management Regulations (Part 1), (Part 2) (Sanmin Bookstore, published in July 2006)

  • Futures Trading Management Regulations (self-published in September 2007, revised and republished in March 2016)

  • Logic of the Treatise on Securities and Exchange Law (self-published in February 2011, revised and republished in July 2016)

  • The theory and practice of securities investment trust and advisory law (Wunan Bookstore, published in August 2020)

  • Third revised edition of the Treatise on Securities and Exchange Law (published on September 14, 2023)

Current Position

Senior Consultant, OPES IP Consulting Co., Ltd.
Visiting Scholar, Georgetown University Law Center, Washington, DC, USA
Adjunct Honorary Chair Professor, School of Law, Fu Jen Catholic University
Adjunct professor, Accounting Department of National Chengchi University and private Soochow University
Adjunct professor at private Soochow University and Mingchuan University Law Institute
Member of the New Taipei City Government Regulations Committee
Legal Advisor, Taipei Association of Accountants
Legal Counsel of Chunghwa Post Corporation
Director of Diamond Biotechnology Investment Co., Ltd.
Independent Director of Gomaji Co., Ltd.
Independent Director of Cooperative Bank Commercial Bank Co., Ltd.

Admissions

Taiwan Patent Attorney

Expert Certificate in Intellectual Property & Patent Analysis

TIPS (Taiwan Intellectual Property Management System) Verification Counselor

NLAC & CARD − Cryopreservation and Reproduction Techniques for Laboratory Mouse

Education

Bachelor of Laws, National Chengchi University
Master of Law, National Chengchi University
​Ph.D., Institute of Law, National Chengchi University

Experience

Full-time professor and dean of the School of Law, Fu Jen Catholic University, academic vice dean, director of the Department of Financial and Economic Law, director of the Institute of Financial and Economic Law, director of the in-service master's program for Aboriginal people, and director of the Department of Law, Department of Continuing Education
Former member of the second, third, fourth, fifth and seventh groups of the Securities and Futures Administration Commission of the Ministry of Finance, specialist, auditor, section chief, special committee member, deputy group leader, director of the legal office, and leader of the fourth group
Head of the Securities Investment Trust and Advisory Group, Deputy Director and Director of the Legal Affairs Division of the Securities and Futures Bureau of the Financial Supervisory Commission of the Executive Yuan
Adjunct lecturer, assistant professor, associate professor, professor at Kaohsiung University, Fu Jen University, Soochow University, Ming Chuan University, Tamkang University, Shih Chien University, Hang Kong University, Taipei Institute of Commerce and Technology
Integrity Committee member of the Financial Supervisory Commission of the Executive Yuan, Executive Secretary of the Appeal Committee, Listing Review Committee member of the Taiwan Stock Exchange Co., Ltd., and Listing Review Committee member of the Over-the-Counter Trading Center of the Republic of China.
Member of the Accountant Disciplinary Committee of the Financial Supervisory Commission of the Executive Yuan and Executive Secretary of the Accountant Disciplinary Review Committee
Arbitration member of the Arbitration Association, mediator of the Taipei District Court; member of the Auditing Standards Committee of the Accounting Research and Development Foundation of the Republic of China, consultant and legal committee convener of the Securities Business Association, and legal consultant of the Accountants Association
Member of the National Examination, Proposal and Oral Examination Committee of the Examination and Selection Department of the Examination Yuan; Examination question setting and training course lectures of the Securities and Futures Market Development Foundation, the Financial Research and Training Institute, and the Financial Crime Prevention Center
Lectures on securities trading, futures trading and financial regulations courses at the Judges College, Judicial Officers College and the National Lawyers Association
​Independent director of Yuanta Securities, Yuanta Futures, Yuanta Life, First Securities, Riyou Environmental Protection, Fuyi Fashion, Taiji Audio and Video, Yichang Technology; Director of Central Investment, Sugar Biotechnology, Xinyao Biotechnology; Zhongguang , Yidatong Technology Supervisor

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